TriData Observatory
Cross-domain data product theses, mined nightly from EU industry intersections

Datu avoti: Brokeru darbība saistībā ar vērtspapīriem un līgumiem, kuru bāzes aktīvs ir prece

NACE 66.12 · sekcija L — FINANŠU UN APDROŠINĀŠANAS DARBĪBAS · 13 datu kategorijas

Kādi dati par šo nozari patiešām eksistē, kas tos parasti tur, kādā detalizācijā un cik viegli tos iegūt. Publiski nozīmē atklāti publicēti; pērkami — tos pārdod piegādātājs; partnerībā — vajadzīga divpusēja vienošanās; ekskluzīvi — tos faktiski kontrolē viens turētājs.

Tabulas ieraksti ir sagatavoti angļu valodā.

Datu kategorijaKas tos turDetalizācijaPieejamība
inventory & supply chainExchanges and warehouses for commodity contracts: LME/CME warehouse stock reports, ICE deliverable stocks, clearing houses' open interest…Daily per warehouse/location per metal or commodity; open interest per contract…publiski
registry/licensing/permitsNational regulators and registers: ESMA registers, FCA Financial Services Register, BaFin, FINRA BrokerCheck, SEC IAPD, NFA BASIC, CFTCPer firm and per registered individual, with licence category, status…publiski
reviews & sentimentConsumer review sites (Trustpilot), app stores, broker comparison sites (BrokerChooser, ForexPeaceArmy), social/forum data vendorsPer review/post with rating and timestamp; aggregated per brokerpubliski
financial filingsBroker-dealers filing FOCUS reports (SEC/FINRA), COREP/FINREP and IFPR returns to national regulators, listed brokerage groups'…Per legal entity, quarterly/annual; some regulatory returns monthlypubliski
incident/safety/claimsRegulators (SEC, FINRA, FCA, CFTC/NFA) enforcement and disciplinary databases, FINRA arbitration awards, ombudsman schemes, professional…Per case/enforcement action/customer complaint; insurer loss data per claimpubliski
booking/utilization/occupancyBrokers and platform operators measuring account activity: active accounts, DARTs (daily average revenue trades), platform uptime…Monthly per firm (funded accounts, DARTs); internally daily per platformpubliski
transactional/salesExchanges (CME, ICE, Eurex), broker-dealers and interdealer brokers, clearing houses, trade repositories (DTCC, REGIS-TR), regulators via…Per trade/execution with timestamp, instrument, size, venue; aggregated to…pērkami
pricingExchanges and MTFs/OTFs, market data vendors (Bloomberg, LSEG Refinitiv, FactSet), APAs, price reporting agencies for commodities (Platts…Tick/quote level (Level 1/2/3 order book), plus daily settlement and reference…pērkami
employment & workforceRegulator registers of approved persons/registered representatives, brokerage HR systems, compensation survey vendors (McLagan, Emolument)…Per registered individual and firm; sector aggregates by country/quarter…pērkami
communications/marketing performanceRetail brokerage marketing teams, ad platforms, app analytics vendors (Sensor Tower, data.ai) for trading-app installs, web traffic vendors…Per campaign/channel; app downloads and MAU per app per monthpērkami
geospatial/movementExchanges and colocation/data-centre operators (Equinix LD4/NY4, CME Aurora), low-latency network providers, brokers' own infrastructure…Per venue/data-centre rack and per network route latency measurementpartnerībā
quality & compliance testingBroker-dealers' best-execution and transaction cost analysis systems, RTS 27/28-style execution quality reports, TCA vendors (Virtu/ITG…Per order/execution; aggregated per venue per quarter in execution quality…partnerībā
customer demographicsRetail and institutional brokers' CRM and onboarding/KYC systems, clearing firms, some regulators via client-money and…Per client account: category (retail/professional/eligible counterparty)…ekskluzīvi

Apkopojusi TriData izpētes sistēma no publiskiem reģistriem, nozares struktūras un normatīvo pārskatu pienākumiem; tiek papildināts, katalogam augot. Pašu kodu vari uzmeklēt NACE kodu meklētājā.

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