TriData Observatory
Cross-domain data product theses, mined nightly from EU industry intersections

Fontes de dados: Atividades de negociação por conta de terceiros em valores mobiliários e outros instrumentos financeiros

NACE 66.12 · secção L — ATIVIDADES FINANCEIRAS E DE SEGUROS · 13 categorias de dados

Que dados existem realmente sobre este setor, quem normalmente os detém, com que granularidade e como podem ser obtidos. Público significa publicado abertamente; pago é vendido por um fornecedor; parceria exige um acordo bilateral; exclusivo está na prática fechado por uma única parte.

As entradas da tabela estão redigidas em inglês.

Categoria de dadosQuem os detémGranularidadeAcesso
inventory & supply chainExchanges and warehouses for commodity contracts: LME/CME warehouse stock reports, ICE deliverable stocks, clearing houses' open interest…Daily per warehouse/location per metal or commodity; open interest per contract…público
registry/licensing/permitsNational regulators and registers: ESMA registers, FCA Financial Services Register, BaFin, FINRA BrokerCheck, SEC IAPD, NFA BASIC, CFTCPer firm and per registered individual, with licence category, status…público
reviews & sentimentConsumer review sites (Trustpilot), app stores, broker comparison sites (BrokerChooser, ForexPeaceArmy), social/forum data vendorsPer review/post with rating and timestamp; aggregated per brokerpúblico
financial filingsBroker-dealers filing FOCUS reports (SEC/FINRA), COREP/FINREP and IFPR returns to national regulators, listed brokerage groups'…Per legal entity, quarterly/annual; some regulatory returns monthlypúblico
incident/safety/claimsRegulators (SEC, FINRA, FCA, CFTC/NFA) enforcement and disciplinary databases, FINRA arbitration awards, ombudsman schemes, professional…Per case/enforcement action/customer complaint; insurer loss data per claimpúblico
booking/utilization/occupancyBrokers and platform operators measuring account activity: active accounts, DARTs (daily average revenue trades), platform uptime…Monthly per firm (funded accounts, DARTs); internally daily per platformpúblico
transactional/salesExchanges (CME, ICE, Eurex), broker-dealers and interdealer brokers, clearing houses, trade repositories (DTCC, REGIS-TR), regulators via…Per trade/execution with timestamp, instrument, size, venue; aggregated to…pago
pricingExchanges and MTFs/OTFs, market data vendors (Bloomberg, LSEG Refinitiv, FactSet), APAs, price reporting agencies for commodities (Platts…Tick/quote level (Level 1/2/3 order book), plus daily settlement and reference…pago
employment & workforceRegulator registers of approved persons/registered representatives, brokerage HR systems, compensation survey vendors (McLagan, Emolument)…Per registered individual and firm; sector aggregates by country/quarter…pago
communications/marketing performanceRetail brokerage marketing teams, ad platforms, app analytics vendors (Sensor Tower, data.ai) for trading-app installs, web traffic vendors…Per campaign/channel; app downloads and MAU per app per monthpago
geospatial/movementExchanges and colocation/data-centre operators (Equinix LD4/NY4, CME Aurora), low-latency network providers, brokers' own infrastructure…Per venue/data-centre rack and per network route latency measurementparceria
quality & compliance testingBroker-dealers' best-execution and transaction cost analysis systems, RTS 27/28-style execution quality reports, TCA vendors (Virtu/ITG…Per order/execution; aggregated per venue per quarter in execution quality…parceria
customer demographicsRetail and institutional brokers' CRM and onboarding/KYC systems, clearing firms, some regulators via client-money and…Per client account: category (retail/professional/eligible counterparty)…exclusivo

Compilado pelo sistema de investigação TriData a partir de registos públicos, da estrutura do setor e das obrigações regulatórias de reporte; atualizado à medida que o catálogo subjacente cresce. Consulte o próprio código na pesquisa de códigos NACE.

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